Compliance Assistant Vice President - GEPAD

  • Barclays - US
  • $135,885.00 - 199,650.00 / Year *
  • Full-Time



Check out similar listings!

Loading some great jobs for you...




Key Accountabilities Support the development of the GEPAD function through execution of annual plan and key functional deliverables Drive effective monitoring and develop the GEPAD analytics platform to ensure business adherence to policy guidelines and identification of behaviours and themes across the firms GEPAD activities Build and maintain a strong relationship with key stakeholders to assist with the execution of Compliance initiatives and provide the business with a best in class service Act as a leader within the GEPAD function to support the regional and global head, act as an escalation point to juniors within the function and ensure the team's resources are aligned in the most effective and efficient manner Accountable for ensuring we continue to enhance our current BAU framework and ensure all tasks are proactively managed and assessed for risks to the function and firm and develop controls to comply with applicable laws and regulations Ensure appropriate policies, standards and training is delivered to stakeholders effectively Assist with the planning, vision and execution of the three Target Operating Models under the GEPAD umbrella from a scoping to technology implementation embedment Ongoing oversight of the Compliance Direct platform to ensure ongoing enhancements, engagement from stakeholders and adherence to SLAs for responsiveness to business feedback Stakeholder Management and Leadership The role-holder will need to work collaboratively in an up-tempo, agile environment; consistently demonstrate strong organizational and interpersonal skills; be able to operate calmly under pressure; and, be capable of compiling information precisely while communicating it crisply in both written and oral forms Risk and Control Objective Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards. Person Specification Candidates for this role will be able to demonstrate experience of operating proficiently in the Compliance function of a major international firm. A key attribute for the individual will be the requirement to have solid technical knowledge and the ability to work in an agile manner. They will have experience with building relationships with key stakeholders to execute required changes / business as usual activities. The candidate will have the ability to work well in a team-oriented environment and be capable of performing as an individual contributor. The individual will have the ability to influence key stakeholders to influence change. The candidate will possess a working knowledge of the regulatory landscape and an understanding of what constitutes an appropriate Compliance framework. Candidates will also demonstrate strong interpersonal and analytical skills, and the ability to communicate clearly. They will adaptive to changing circumstances, deadline oriented, and respond well to pressure in an up-tempo work environment. Purpose and Values Barclays has a single cross-business Purpose for Barclays and five core Values which underpin it. Our Purpose is to create opportunities for people to rise- customers, clients, colleagues and society. Put simply this is the answer to the question 'What is Barclays for?' and it should guide our every action as employees. Respect We respect and value those we work with, and the contribution that they make. Integrity We act fairly, ethically and openly in all we do. Service We put our clients and customers at the centre of what we do. Excellence We use our energy, skills and resources to deliver the best, sustainable results. Stewardship We are passionate about leaving things better than we found them. Barclays EEO It is the policy of Barclays to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, creed, religion, national origin, alienage or citizenship status, age, sex, sexual orientation, gender identity or expression, marital or domestic/civil partnership status, disability, veteran status, genetic information, or any other basis protected by law. Dynamic working gives everyone at Barclays the opportunity to integrate professional and personal lives, if you have a need for flexibility then please discuss this with the hiring manager. The role has responsibility for providing leadership and execution within the Gifts, Entertainment and Personal Account Dealing (GEPAD) function by taking ownership of business as usual (BAU) activities and driving strategic change through creation of efficiencies in BAU processes and to provide subject matter expertise to stakeholders. The role will also require a focus on conduct related analytics and embedment of a strong control framework. Associated topics: attorney corporate, company, compliance department, corporate attorney, counsel, court, courtroom, internal, legal department, market
Associated topics: attorney, business, compliance department, court, internal, lawyer, legal, legal affairs, llp, market


* The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.